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BIN Sponsorship - Monitoring Requirements

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Fraud, AML & Compliance Oversight – Partner Expectations

As part of the Passive Integration BIN Sponsorship model, partners are expected to maintain adequate Fraud Prevention, AML Transaction Monitoring, Compliance, and Operational Risk Management capabilities throughout the lifecycle of the Program.

In order to support Paynetics’ regulatory and oversight obligations as Issuer, partners should be able to provide ongoing monitoring data, risk metrics, and operational reporting related to fraud, AML, transaction activity, and Chargeback performance.

The reporting framework is expected to cover, at minimum, the following areas:

  • Fraud monitoring and fraud risk exposure;

  • AML transaction monitoring and suspicious activity oversight;

  • Monitoring rule and control performance;

  • Transaction and portfolio activity;

  • Merchant and product risk analysis;

  • Chargeback and dispute monitoring;

  • Compliance risk indicators and operational performance metrics.

Partners are expected to maintain:

  • Appropriate fraud and AML monitoring controls;

  • Governance and escalation processes;

  • Monitoring and investigation capabilities;

  • Rule management and change controls;

  • Adequate operational support and incident management processes.

The reporting requirements may include periodic provision of:

  • Fraud and AML alerts/case metrics;

  • Fraud loss and chargeback data;

  • Transaction and portfolio statistics;

  • Monitoring rule performance data;

  • Emerging risk and trend analysis;

  • Operational and SLA-related metrics.

Further detailed reporting requirements, templates, frequencies, and delivery standards will be agreed during the onboarding and integration process.